SoftBank Vision Fund L.P.'s Form 4 filing
Roivant Sciences Ltd. (ROIV) · filed Oct 2, 2023
- Accession no.
- 0000950170-23-051247
- Filed
- Oct 2, 2023, 9:00 PM ET
- Trade date
- Sep 28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $126.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SoftBank Vision Fund L.P.CIK 0001699940 | 10% Owner |
| SVF Holdings (UK) LLPCIK 0001716727 | 10% Owner |
| SVF Investments (UK) LtdCIK 0001716729 | 10% Owner |
| SB Investment Advisers (UK) LtdCIK 0001731509 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2023 | Common Shares | SSaleDisposed | −10,000,000 | $12.60 | −$126,000,000 | 73,031,667 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.