Beck Peter's Form 4 filing
Rocket Lab Corp (RKLB) · filed Sep 13, 2023
- Accession no.
- 0000950170-23-047922
- Filed
- Sep 13, 2023, 4:05 PM ET
- Trade date
- Sep 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $20.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Beck PeterCIK 0001881842 | Director, Officer (President, CEO and Chairman), 10% Owner |
| Butler WarrenCIK 0001880893 | 10% Owner |
| Beck KerrynCIK 0001880895 | 10% Owner |
| Equatorial TrustCIK 0001881791 | 10% Owner |
| Peek Street Equatorial Trustee LtdCIK 0001881857 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | SSaleDisposed | −3,600,000 | $5.62 | −$20,232,000 | 50,951,250 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.