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Huh Hoyoung's Form 4 filing

Peak Bio, Inc. (PKBO) · filed Sep 13, 2023

Accession no.
0000950170-23-047919
Filed
Sep 13, 2023
Trade date
Sep 11-12, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Huh HoyoungCIK 0001401267Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2023Common StockPPurchaseAcquired+30,000–F1–8,165,742Direct
Sep 12, 2023Common StockPPurchaseAcquired+17,000–F2–8,182,742Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On September 11, 2023, Dr. Hoyoung Huh purchased a total of 30,000 shares of the Company's Common Stock at prices ranging from $0.28 per share to $0.32 per share.

Referenced by the price of 1 transaction in Table I.

F2

On September 12, 2023, Dr. Hoyoung Huh purchased a total of 17,000 shares of the Company's Common Stock at prices ranging from $0.275 per share to $0.28 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)