Geisler Theodore N's Form 4 filing
Pinnacle West Capital CorpPNW · filed Aug 22, 2023
- Accession no.
- 0000950170-23-043928
- Filed
- Aug 22, 2023
- Trade date
- Oct 12, 2021
- Filing delay
- 679 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $16.7K. It was filed 679 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geisler Theodore NCIK 0001799703 | Other: President, APS |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | SSaleDisposed | −247 | $67.58 | −$16,692.26 | 8,234 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This transaction was executed by Mr. Geisler's financial advisor without Mr. Geisler's knowledge, direction or approval in October of 2021. In August of 2023, while auditing Mr. Geisler's account the sale was discovered by Mr. Geisler and the Company. Upon investigation, the advisor agreed the transaction was done in error.