Working Capital Advisors (UK) Ltd.'s Form 4 filing
Funko, Inc. (FNKO) · filed Aug 18, 2023
- Accession no.
- 0000950170-23-043365
- Filed
- Aug 18, 2023, 8:56 AM ET
- Trade date
- Aug 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $2.64M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Working Capital Advisors (UK) Ltd.CIK 0001807878 | 10% Owner |
| Working Capital Management Pte. Ltd.CIK 0001899655 | 10% Owner |
| Hsiang-Tze Kenneth ChanCIK 0001899806 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Class A Common Stock | PPurchaseAcquired | +256,561 | $5.34 | +$1,370,779.77 | 5,818,412 | Indirect | |
| Aug 17, 2023 | Class A Common Stock | PPurchaseAcquired | +234,264 | $5.41 | +$1,267,977.33 | 6,052,676 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.