Clay Craig's Form 4 filing
Donnelley Financial Solutions, Inc. (DFIN) · filed Aug 3, 2023
- Accession no.
- 0000950170-23-038064
- Filed
- Aug 3, 2023
- Trade date
- Aug 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clay CraigCIK 0001847703 | Officer (President, GCM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2023 | Common Stock | MOption exerciseAcquired | +400 | $17.65 | +$7,060 | 135,605 | Direct | |
| Aug 2, 2023 | Common Stock | SSaleDisposed | −400 | $49.50F2 | −$19,800 | 135,205 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2023 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 19,900 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price represents a weighted average sale price. All reported common stock was sold at $49.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.