Stewart Thomas Carlton's Form 4 filing
Canopy Growth Corp (CGC) · filed Jul 7, 2023
- Accession no.
- 0000950170-23-032310
- Filed
- Jul 7, 2023
- Trade date
- Jun 27-28, 2023
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stewart Thomas CarltonCIK 0001806585 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2023 | Common Shares | SSaleDisposed | −19,667 | CAD 0.62F2Price in CAD, as filed | −CAD 12,193.54 | 14,245 | Direct | Price outlier |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2023 | Common Shares | AGrant or awardAcquired | +202,987 | $0.00 | $0 | 202,987 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Prices are expressed in Canadian dollars, rounded to the nearest one hundredth.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney