Ramaswami Rajiv's Form 4 filing
Nutanix, Inc. (NTNX) · filed Jun 20, 2023
- Accession no.
- 0000950170-23-029040
- Filed
- Jun 20, 2023
- Trade date
- Jun 15-16, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.72M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ramaswami RajivCIK 0001483009 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +23,663 | $0.00 | $0 | 395,504 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +58,447 | $0.00 | $0 | 453,951 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +8,628 | $0.00 | $0 | 462,579 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +17,207 | $0.00 | $0 | 479,786 | Direct | |
| Jun 16, 2023 | Class A Common Stock | SSaleDisposed | −59,094 | $29.10 | −$1,719,635.4 | 420,692 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −23,663 | $0.00 | $0 | 141,976 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −58,447 | $0.00 | $0 | 350,679 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −8,628 | $0.00 | $0 | 77,651 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −17,207 | $0.00 | $0 | 223,683 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.