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SA Thomas A's Form 4 filing

California BanCorp (CALB) · filed May 25, 2023

Accession no.
0000950170-23-024271
Filed
May 25, 2023
Trade date
May 24, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $71.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
SA Thomas ACIK 0001033605Officer (President, CFO and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 24, 2023Common StockPPurchaseAcquired+5,000$14.30F1+$71,50023,889Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price. These shares were purchased in multiple transactions at prices within $1.00 ranging from $14.26 to $14.40. The reporting person undertakes to provide to California BanCorp, any holder of California BanCorp common stock or the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)