Steiner Leisure Ltd's Form 4 filing
Onespaworld Holdings Ltd (OSW) · filed May 18, 2023
- Accession no.
- 0000950170-23-023144
- Filed
- May 18, 2023, 8:22 PM ET
- Trade date
- May 16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $109.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steiner Leisure LtdCIK 0001018946 | Director, 10% Owner |
| Nemo Investor Aggregator, LtdCIK 0001770497 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Shares | MOption exerciseAcquired | +4,004,999 | $5.75 | +$23,028,744.25 | 23,362,809 | Indirect | |
| May 16, 2023 | Common Shares | SSaleDisposed | −1,882,049 | $12.24 | −$23,036,279.76 | 21,480,760 | Indirect | |
| May 16, 2023 | Common Shares | SSaleDisposed | −8,970,000 | $9.63 | −$86,336,250 | 12,510,760 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Shares | MOption exerciseDisposed | −4,004,999 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Marc Magliacano and Adam Hasiba currently serve as Steiner Leisure Ltd.'s representatives on the board of directors of the Issuer, and therefore, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Steiner Leisure Ltd. may be deemed a director by deputization of the Issuer.