Frichtl Mark's Form 4/A amendment
AmendedOuster, Inc. (OUST) · filed May 18, 2023
- Accession no.
- 0000950170-23-023124
- Filed
- May 18, 2023
- Trade date
- May 16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 18, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $150.1K. It was filed 2 days after the trade.
This amendment replaces 0000950170-23-023017 (filed May 18, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frichtl MarkCIK 0001847596 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock | PPurchaseAcquired | +25,700 | $5.84F1 | +$150,088 | 398,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.66 to $6.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
Includes 443 and 750 shares of common stock acquired by the Reporting Person on November 15, 2022 and May 15, 2023, respectively, pursuant to the Company's 2022 Employee Stock Purchase Plan.
- F3
This amended Form 4 is being filed to correct the prior erroneous filing, which was not authorized by the Reporting Person.
Remarks
On April 20, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The share counts herein have been adjusted to reflect the Reverse Stock Split.