Le-Nguyen Quoc's Form 4 filing
89bio, Inc. (ETNB) · filed May 11, 2023
- Accession no.
- 0000950170-23-021364
- Filed
- May 11, 2023
- Trade date
- May 9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $247.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Le-Nguyen QuocCIK 0001792062 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Common Stock | MOption exerciseAcquired | +60,945 | $3.11 | +$189,538.95 | 160,028 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseAcquired | +18,626 | $3.11 | +$57,926.86 | 178,654 | Direct | |
| May 9, 2023 | Common Stock | SSaleDisposed | −13,683 | $18.11 | −$247,799.13 | 164,971 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2023 | Common Stock | MOption exerciseDisposed | −60,945 | $0.00 | $0 | 4,063 | Direct | |
| May 9, 2023 | Common Stock | MOption exerciseDisposed | −18,626 | $0.00 | $0 | 3,312 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Chief Technical Operations Officer and Head of Quality