Reiners Jennifer B's Form 4 filing
Donnelley Financial Solutions, Inc. (DFIN) · filed Mar 7, 2023
- Accession no.
- 0000950170-23-006522
- Filed
- Mar 7, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $42.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reiners Jennifer BCIK 0001685328 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | FTax withholdingDisposed | −1,285 | $41.85 | −$53,777.25 | 56,820 | Direct | |
| Mar 3, 2023 | Common Stock | FTax withholdingDisposed | −1,004 | $41.85 | −$42,017.4 | 55,816 | Direct | |
| Mar 3, 2023 | Common Stock | AGrant or awardAcquired | +9,961 | $41.85 | +$416,867.85 | 65,777 | Direct | |
| Mar 3, 2023 | Common Stock | FTax withholdingDisposed | −11,374 | $41.85 | −$476,001.9 | 54,403 | Direct | |
| Mar 3, 2023 | Common Stock | AGrant or awardAcquired | +8,644 | –F4 | – | 63,047 | Direct | |
| Mar 3, 2023 | Common Stock | AGrant or awardAcquired | +5,202 | –F5 | – | 68,249 | Direct | |
| Mar 3, 2023 | Common Stock | MOption exerciseAcquired | +1,030 | $22.35 | +$23,020.5 | 69,279 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −1,030 | $41.50F7 | −$42,745 | 68,249 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | MOption exerciseDisposed | −1,030 | $0.00 | $0 | 9,270 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 3,828 and 4,816 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable
Referenced by the price of 1 transaction in Table I.
- F5
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price represents a weighted average sale price. All reported common stock was sold at $41.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.