Kozlowski Damian's Form 4 filing
Bancorp, Inc. (TBBK) · filed Aug 19, 2021
- Accession no.
- 0000950159-21-000265
- Filed
- Aug 19, 2021
- Trade date
- Aug 17-19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.13M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kozlowski DamianCIK 0001676084 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +300,000 | $6.75 | +$2,025,000 | 866,311 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −26,703 | $24.53F1 | −$655,024.59 | 839,608 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −104,397 | $24.63F2 | −$2,571,298.11 | 735,211 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −168,900 | $23.13F3 | −$3,906,657 | 566,311 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −300,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person sold a total of 26,703 shares at prices ranging from $24.19 to $25.16 for an average price of $24.5307.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person sold a total of 104,397 shares at prices ranging from $24.07 to $24.81 for an average price of $24.6289.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person sold a total of 168,900 shares at prices ranging from $22.80 to $24.13 for an average price of $23.1307.
Referenced by the price of 1 transaction in Table I.