Enrich Jose Miguel's Form 4 filing
Rubicon Technologies, Inc. (RBTC) · filed May 7, 2024
- Accession no.
- 0000950142-24-001288
- Filed
- May 7, 2024
- Trade date
- May 7, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Enrich Jose MiguelCIK 0001878117 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2024 | Class A Common Stock | PPurchaseAcquired | +57,142,857 | $1,000.00F2 | +$20,000,000 | 20,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On May 7, 2024, the Issuer entered into a securities purchase agreement with MBI Holdings, LP ("MBI"), pursuant to which MBI purchased 20,000 shares of the Issuer's Series A Convertible Perpetual Preferred Stock, par value $0.0001 per share, with an initial liquidation preference of $1,000 per share (the "Series A Preferred Stock"), for an aggregate purchase price of $20.0 million.
Referenced by the price of 1 transaction in Table II.