Timperman Jurgen's Form 4 filing
Carrier Global CorpCARR · filed Jul 31, 2023
- Accession no.
- 0000950142-23-002117
- Filed
- Jul 31, 2023
- Trade date
- Jul 31, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.7M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Timperman JurgenCIK 0001808090 | Officer (President, Fire & Security) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseAcquired | +136,014 | $20.95 | +$2,849,493.3 | 136,014 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −12,417 | $59.05 | −$733,223.85 | 123,597 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −12,402 | $59.12 | −$733,206.24 | 111,195 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −23,384 | $59.14 | −$1,382,929.76 | 87,811 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −87,811 | $59.14F2 | −$5,193,142.54 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseAcquired | +134,597 | $25.58 | +$3,442,991.26 | 134,597 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −29,138 | $59.34 | −$1,729,048.92 | 105,459 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −14,211 | $59.40 | −$844,133.4 | 91,248 | Direct | |
| Jul 31, 2023 | Common Stock | DReturned to the companyDisposed | −14,609 | $59.53 | −$869,673.77 | 76,639 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −76,639 | $59.38F3 | −$4,550,823.82 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −33,000 | $59.20 | −$1,953,600 | 6,747 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −136,014 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −134,597 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.070 to $59.225 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.31 to $59.52 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.