Timperman Jurgen's Form 4 filing
Carrier Global Corp (CARR) · filed Jun 9, 2023
- Accession no.
- 0000950142-23-001663
- Filed
- Jun 9, 2023
- Trade date
- Jun 8, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.60M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Timperman JurgenCIK 0001808090 | Officer (President, Fire & Security) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | MOption exerciseAcquired | +260,000 | $20.95 | +$5,447,000 | 260,000 | Direct | |
| Jun 8, 2023 | Common Stock | DReturned to the companyDisposed | −121,044 | $45.01 | −$5,448,190.44 | 138,956 | Direct | |
| Jun 8, 2023 | Common Stock | SSaleDisposed | −138,956 | $45.01 | −$6,254,409.56 | 0 | Direct | |
| Jun 8, 2023 | Common Stock | SSaleDisposed | −74,419 | $45.01 | −$3,349,599.19 | 39,747 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | MOption exerciseDisposed | −260,000 | $0.00 | $0 | 136,014 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.