Steffens Louis's Form 4 filing
Taylor Morrison Home Corp (TMHC) · filed Apr 19, 2023
- Accession no.
- 0000950142-23-001161
- Filed
- Apr 19, 2023
- Trade date
- Apr 17-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 6 derivative transactions. Open-market sales total $2.42M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steffens LouisCIK 0001570151 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +9,183 | $23.84 | +$218,922.72 | 74,955 | Direct | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −9,183 | $38.47F2 | −$353,270.01 | 65,772 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +13,263 | $18.18 | +$241,121.34 | 79,035 | Direct | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −13,263 | $38.47F3 | −$510,227.61 | 65,772 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +6,764 | $26.28 | +$177,757.92 | 72,536 | Direct | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −6,764 | $38.47F4 | −$260,211.08 | 65,772 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseAcquired | +6,528 | $28.32 | +$184,872.96 | 72,300 | Direct | |
| Apr 17, 2023 | Common Stock | SSaleDisposed | −6,528 | $38.47F5 | −$251,132.16 | 65,772 | Direct | |
| Apr 18, 2023 | Common Stock | SSaleDisposed | −6,102 | $39.22 | −$239,320.44 | 59,670 | Direct | |
| Apr 18, 2023 | Common Stock | SSaleDisposed | −6,102 | $38.93 | −$237,550.86 | 53,568 | Direct | |
| Apr 18, 2023 | Common Stock | MOption exerciseAcquired | +7,373 | $26.28 | +$193,762.44 | 60,941 | Direct | |
| Apr 18, 2023 | Common Stock | SSaleDisposed | −7,373 | $38.97 | −$287,325.81 | 53,568 | Direct | |
| Apr 18, 2023 | Common Stock | MOption exerciseAcquired | +7,222 | $28.32 | +$204,527.04 | 60,790 | Direct | |
| Apr 18, 2023 | Common Stock | SSaleDisposed | −7,222 | $38.97 | −$281,441.34 | 65,772 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −9,183 | $0.00 | $0 | 0 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −13,263 | $0.00 | $0 | 0 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −6,764 | $0.00 | $0 | 7,373 | Direct | |
| Apr 17, 2023 | Common Stock | MOption exerciseDisposed | −6,528 | $0.00 | $0 | 7,222 | Direct | |
| Apr 18, 2023 | Common Stock | MOption exerciseDisposed | −7,373 | $0.00 | $0 | 0 | Direct | |
| Apr 18, 2023 | Common Stock | MOption exerciseDisposed | −7,222 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.46 to $38.54, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission (the "SEC"), to any security holder of Taylor Morrison Home Corporation ("TMHC"), or to TMHC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.46 to $38.54, inclusive. The reporting person undertakes to provide to the staff of the SEC, to any security holder of TMHC, or to TMHC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.46 to $38.53, inclusive. The reporting person undertakes to provide to the staff of the SEC, to any security holder of TMHC, or to TMHC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.46 to $38.53, inclusive. The reporting person undertakes to provide to the staff of the SEC, to any security holder of TMHC, or to TMHC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.