Feliciano Jose Enrique's Form 4 filing
Smart Sand, Inc. (SND) · filed Mar 15, 2023
- Accession no.
- 0000950142-23-000699
- Filed
- Mar 15, 2023, 3:29 PM ET
- Trade date
- Mar 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $8.88M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feliciano Jose EnriqueCIK 0001323912 | Director, 10% Owner |
| Eghbali BehdadCIK 0001409564 | Director, 10% Owner |
| CCG Operations, LLCCIK 0001409590 | Director, 10% Owner |
| Clearlake Capital Partners, LLCCIK 0001409591 | Director, 10% Owner |
| Clearlake Capital Partners II (Master), L.P.CIK 0001539291 | Director, 10% Owner |
| Clearlake Capital Partners II GP, L.P.CIK 0001540841 | Director, 10% Owner |
| Clearlake Capital Group, L.P.CIK 0001688282 | Director |
| Clearlake Capital Management II, L.P.CIK 0001688283 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,175,688 | $1.72 | −$8,876,304.92 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Statement is an exit filing with respect to each of the Reporting Persons other than Mr. Feliciano.