Oaktree Phoenix Investment Fund, L.P.'s Form 4 filing
Tpi Composites, Inc (TPICQ) · filed Sep 12, 2022
- Accession no.
- 0000950142-22-002692
- Filed
- Sep 12, 2022, 4:31 PM ET
- Trade date
- Sep 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $74.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Phoenix Investment Fund, L.P.CIK 0001815055 | 10% Owner |
| BAM Partners TrustCIK 0001861643 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | SSaleDisposed | −2,407,775 | $18.85 | −$45,386,558.75 | 425,699 | Indirect | Duplicate filing |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −1,486,281 | $18.85 | −$28,016,396.85 | 262,777 | Indirect | Duplicate filing |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −69,360 | $18.85 | −$1,307,436 | 12,263 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 2 of 2