BROOKFIELD Corp's Form 4 filing
Tpi Composites, Inc (TPICQ) · filed Sep 12, 2022
- Accession no.
- 0000950142-22-002691
- Filed
- Sep 12, 2022, 4:30 PM ET
- Trade date
- Sep 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $74.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| Oaktree Fund GP I, L.P.CIK 0001402746 | 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Oaktree Capital I, L.P.CIK 0001403530 | 10% Owner |
| Brookfield OCM Holdings II, LLCCIK 0001407178 | 10% Owner |
| Brookfield OCM Holdings, LLCCIK 0001407181 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| Opps TPIC Holdings, LLCCIK 0001894383 | 10% Owner |
| Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P.CIK 0001894389 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | SSaleDisposed | −2,407,775 | $18.85 | −$45,386,558.75 | 425,699 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −1,486,281 | $18.85 | −$28,016,396.85 | 262,777 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −69,360 | $18.85 | −$1,307,436 | 12,263 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.