Schorsch Nicholas S's Form 4 filing
American Strategic Investment Co. (NYC) · filed Sep 6, 2022
- Accession no.
- 0000950142-22-002660
- Filed
- Sep 6, 2022, 8:01 AM ET
- Trade date
- Sep 2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $2.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schorsch Nicholas SCIK 0001248577 | 10% Owner |
| Bellevue Capital Partners, LLCCIK 0001907225 | 10% Owner |
| New York City Special Ltd. Partnership, LLCCIK 0001920245 | 10% Owner |
| New York City Advisors, LLCCIK 0001920246 | 10% Owner |
| AR Global Investments, LLCCIK 0001920247 | 10% Owner |
| American Realty Capital III, LLCCIK 0001920248 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2022 | Class A common stock | PPurchaseAcquired | +632,911 | $3.16 | +$1,999,998.76 | 2,134,087 | Indirect | |
| Sep 2, 2022 | Class A common stock | AGrant or awardAcquired | +151,194 | $0.00F2 | $0 | 413,893 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Fully-vested shares of Class A common stock of New York City REIT, Inc. (the "Issuer") issued pursuant to the 2020 Advisor Omnibus Incentive Compensation Plan of the Issuer to, and in connection with fees earned by, New York City Advisors, LLC, the external advisor of the Issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. // The Reporting Persons are filing this Form 4 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.