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Cook Stephen M.'s Form 4 filing

Reservoir Media, Inc. (RSVR) · filed Jul 1, 2022

Accession no.
0000950142-22-002073
Filed
Jul 1, 2022
Trade date
Jun 29-30, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $163.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cook Stephen M.CIK 0001867327Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 29, 2022Common stock, $0.0001 par valueAGrant or awardAcquired+11,940$0.00$0885,375Direct
Jun 29, 2022Common stock, $0.0001 par valuePPurchaseAcquired+1,714$6.35+$10,883.9202,583Indirect
Jun 30, 2022Common stock, $0.0001 par valuePPurchaseAcquired+23,506$6.47+$152,083.82226,089Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 29, 2022Common StockPPurchaseAcquired+183$1.30+$237.91,693Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)