Oaktree Capital Management LP's Form 4 filing
CBL & Associates Properties Inc (CBL) · filed Apr 21, 2022
- Accession no.
- 0000950142-22-001466
- Filed
- Apr 21, 2022, 6:43 PM ET
- Trade date
- Apr 19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $18.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Capital Management LPCIK 0000949509 | 10% Owner |
| Oaktree Fund GP I, L.P.CIK 0001402746 | 10% Owner |
| Oaktree Capital I, L.P.CIK 0001403530 | 10% Owner |
| Brookfield OCM Holdings II, LLCCIK 0001407178 | 10% Owner |
| Brookfield OCM Holdings, LLCCIK 0001407181 | 10% Owner |
| Oaktree Value Opportunities Fund GP, L.P.CIK 0001474239 | 10% Owner |
| Oaktree Value Opportunities Fund GP Ltd.CIK 0001474240 | 10% Owner |
| Oaktree Value Opportunities Fund Holdings, L.P.CIK 0001474241 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| OCM Xb CBL-E Holdings, LLCCIK 0001892307 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2022 | Common Stock | SSaleDisposed | −50,000 | $32.40 | −$1,620,000 | 535,735 | Indirect | |
| Apr 19, 2022 | Common Stock | SSaleDisposed | −535,735 | $30.87 | −$16,538,139.45 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 1 of 2