Brookfield Public Securities Group LLC's Form 4 filing
CBL & Associates Properties Inc (CBL) · filed Apr 14, 2022
- Accession no.
- 0000950142-22-001404
- Filed
- Apr 14, 2022, 4:05 PM ET
- Trade date
- Apr 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $190.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brookfield Public Securities Group LLCCIK 0001273887 | 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Wells Street Global Partners LPCIK 0001460989 | 10% Owner |
| Brookfield US Holdings Inc.CIK 0001504722 | 10% Owner |
| Brookfield Holdings Canada Inc.CIK 0001540230 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | 10% Owner |
| Oaktree Capital Holdings, LLCCIK 0001790787 | 10% Owner |
| Oaktree Capital Management GP, LLCCIK 0001831013 | 10% Owner |
| Brookfield Public Securities Group Holdings LLCCIK 0001909269 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | SSaleDisposed | −5,925 | $32.13 | −$190,392.77 | 0 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 2 of 3