O'Neill Mitra's Form 4 filing
Apollo Global Management, Inc. (APO) · filed Feb 23, 2022
- Accession no.
- 0000950142-22-000797
- Filed
- Feb 23, 2022
- Trade date
- Jan 6-Feb 18, 2022
- Filing delay
- 48 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. It was filed 48 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill MitraCIK 0001761271 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | XIn-the-money exerciseAcquired | +500 | $65.00 | +$32,500 | 2,500 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 6, 2022 | Common stock | SSaleAcquired | +500 | $850.00 | +$4,250 | 5 | Indirect | |
| Feb 18, 2022 | Common stock | XIn-the-money exerciseAcquired | +500 | $0.00 | $0 | 0 | Indirect | |
| Feb 18, 2022 | Common stock | ELess common codeAcquired | +1,000 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.