Feliciano Jose Enrique's Form 4 filing
Smart Sand, Inc. (SND) · filed Dec 21, 2021
- Accession no.
- 0000950142-21-004131
- Filed
- Dec 21, 2021, 8:41 PM ET
- Trade date
- Dec 20, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $316.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feliciano Jose EnriqueCIK 0001323912 | Director, 10% Owner |
| Eghbali BehdadCIK 0001409564 | Director, 10% Owner |
| CCG Operations, LLCCIK 0001409590 | Director, 10% Owner |
| Clearlake Capital Partners, LLCCIK 0001409591 | Director, 10% Owner |
| Clearlake Capital Partners II (Master), L.P.CIK 0001539291 | Director, 10% Owner |
| Clearlake Capital Partners II GP, L.P.CIK 0001540841 | Director, 10% Owner |
| Clearlake Capital Group, L.P.CIK 0001688282 | Director, 10% Owner |
| Clearlake Capital Management II, L.P.CIK 0001688283 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock, par value $0.001 per share | SSaleDisposed | −167,779 | $1.88 | −$316,196.3 | 10,752,666 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Feliciano, as a representative of the reporting persons, is a director of Smart Sand, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons are deemed directors by deputization by virtue of their representation on the Board of Directors of Smart Sand, Inc.