Oaktree Capital Management LP's Form 4 filing
Vistra Corp. (VST) · filed Nov 23, 2021
- Accession no.
- 0000950142-21-003792
- Filed
- Nov 23, 2021, 4:04 PM ET
- Trade date
- Nov 19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $20.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Capital Management LPCIK 0000949509 | Other: See Remarks. |
| Oaktree Holdings, Inc.CIK 0001403382 | Other: See Remarks. |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | Other: See Remarks. |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | Other: See Remarks. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,041,573 | $20.10 | −$20,936,763.03 | 28,899,812 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among OCG, Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by Management and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. See Exhibit 99.1 for Joint Filer Information and Signatures incorporated herein by reference.