Gasc Apf, L.P.'s Form 4 filing
Team Inc (TISI) · filed Nov 12, 2021
- Accession no.
- 0000950142-21-003694
- Filed
- Nov 12, 2021, 9:00 PM ET
- Trade date
- Nov 9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 derivative transactions. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gasc Apf, L.P.CIK 0001844506 | 10% Owner |
| Atlantic Park Strategic Capital Parallel Master Fund, L.P.CIK 0001845294 | 10% Owner |
| APSC Holdco II, L.P.CIK 0001845296 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | JOtherDisposed | −3,267,746 | –F1 | – | 0 | Direct | Duplicate filing |
| Nov 9, 2021 | Common Stock | JOtherAcquired | +3,267,746 | –F1 | – | 3,267,746 | Direct | Duplicate filing |
| Nov 9, 2021 | Common Stock | PPurchaseAcquired | +500,000 | –F1 | – | 4,082,949 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents warrants to purchase 3,582,949 shares of common stock ("Shares") of Team, Inc. (the "Issuer") that have been re-struck at $1.50 per share and an additional 500,000 warrants that were acquired, in each case, based on the same deemed valuation or price.
Referenced by the price of 3 transactions in Table II.