Kao John E's Form 4 filing
Alignment Healthcare, Inc. (ALHC) · filed Oct 15, 2021
- Accession no.
- 0000950142-21-003198
- Filed
- Oct 15, 2021
- Trade date
- Oct 13-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.71M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao John ECIK 0001222028 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock, par value $0.001 per share ("Common Stock") | SSaleDisposed | −155,641 | $18.44F2 | −$2,870,020.04 | 4,129,396 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −1,262 | $19.00F4 | −$23,978 | 4,128,134 | Indirect | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −43,097 | $18.83F5 | −$811,516.51 | 4,085,037 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold in multiple transactions at prices ranging from $18.00 to $18.97 per share.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple transactions at prices ranging from $19.00 to $19.025 per share.
Referenced by the price of 1 transaction in Table I.
- F5
The shares were sold in multiple transactions at prices ranging from $18.23 to $19.05 per share.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24.1 - Power of Attorney