Harris Joshua's Form 4 filing
Apollo Global Management, Inc. (APO) · filed Oct 12, 2021
- Accession no.
- 0000950142-21-003155
- Filed
- Oct 12, 2021
- Trade date
- Oct 11-12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.34M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris JoshuaCIK 0001106636 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Class A Common Stock | MOption exerciseAcquired | +59,644 | $0.00 | $0 | 59,644 | Indirect | |
| Oct 11, 2021 | Class A Common Stock | SSaleDisposed | −40,166 | $65.88 | −$2,646,136.08 | 19,478 | Indirect | |
| Oct 11, 2021 | Class A Common Stock | SSaleDisposed | −19,478 | $66.57 | −$1,296,650.46 | 0 | Indirect | |
| Oct 12, 2021 | Class A Common Stock | MOption exerciseAcquired | +51,516 | $0.00 | $0 | 51,516 | Indirect | |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −41,774 | $65.79 | −$2,748,311.46 | 9,742 | Indirect | |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −9,742 | $66.15 | −$644,433.3 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Class A Common Stock | MOption exerciseDisposed | −59,644 | – | – | 0 | Indirect | |
| Oct 12, 2021 | Class A Common Stock | MOption exerciseDisposed | −51,516 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.