Helgason David's Form 4 filing
Unity Software Inc. (U) · filed Sep 15, 2021
- Accession no.
- 0000950142-21-002915
- Filed
- Sep 15, 2021, 7:58 PM ET
- Trade date
- Sep 14-15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $39.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Helgason DavidCIK 0001824018 | Director |
| OTEE 2020 ApSCIK 0001826287 | Director, 10% Owner |
| Ante Joachim ChristophCIK 0001826146 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −124,065 | $131.86F1 | −$16,359,285.34 | 28,490,435 | Indirect | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −20,448 | $132.77F3 | −$2,714,876.87 | 28,469,987 | Indirect | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −5,487 | $133.62F4 | −$733,163.06 | 28,464,500 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −16,966 | $129.47F5 | −$2,196,503.19 | 28,447,534 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −40,584 | $130.37F6 | −$5,290,781.86 | 28,406,950 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −68,754 | $131.24F7 | −$9,023,426.22 | 28,338,196 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −23,696 | $132.04F8 | −$3,128,850.64 | 28,314,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.3600 to $132.3400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.3600 to $133.2700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.3600 to $133.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.8300 to $129.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.8300 to $130.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.8300 to $131.8200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.8300 to $132.3800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.