Goldentree Asset Management LP's Form 4 filing
California Resources Corp (CRC) · filed Sep 13, 2021
- Accession no.
- 0000950142-21-002889
- Filed
- Sep 13, 2021, 4:58 PM ET
- Trade date
- Sep 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.12M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldentree Asset Management LPCIK 0001278951 | 10% Owner |
| Tananbaum Steven A.CIK 0001435626 | 10% Owner |
| GoldenTree Asset Management LLCCIK 0001435627 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | SSaleDisposed | −31,556 | $39.23 | −$1,237,941.88 | 11,478,639 | Indirect | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −98,025 | $39.65 | −$3,886,691.25 | 11,380,614 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | SSaleAcquired | +16,170 | $9.50 | +$153,615 | 246,182 | Indirect | |
| Sep 10, 2021 | Common Stock | SSaleAcquired | +12,820 | $10.00 | +$128,200 | 233,362 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.