Cook Stephen M.'s Form 4 filing

Reservoir Media, Inc. (RSVR) · filed Sep 7, 2021

Accession no.: 0000950142-21-002825
Filed: Sep 7, 2021
Trade date: Sep 2-3, 2021
Filing delay: 5 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $276.2K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Cook Stephen M.CIK 0001867327	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 2, 2021	Common stock, $0.0001 par value	PPurchaseAcquired	+21,400	$8.68^F1	+$185,752	132,111	Indirect
Sep 3, 2021	Common stock, $0.0001 par value	PPurchaseAcquired	+10,115	$8.94^F2	+$90,428.1	142,226	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The Reporting Person purchased 21,400 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $8.63 to $8.75 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

The Reporting Person purchased 10,115 shares of Common Stock in multiple trades at prices ranging from $8.72 to $9.00 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)