Harris Joshua's Form 4 filing
Apollo Global Management, Inc. (APO) · filed Sep 2, 2021
- Accession no.
- 0000950142-21-002806
- Filed
- Sep 2, 2021
- Trade date
- Sep 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.53M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris JoshuaCIK 0001106636 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +95,674 | $0.00 | $0 | 95,674 | Indirect | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −20,235 | $59.89 | −$1,211,874.15 | 75,439 | Indirect | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −74,039 | $60.87 | −$4,506,753.93 | 1,400 | Indirect | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −1,400 | $61.39 | −$85,946 | 0 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +60,871 | $0.00 | $0 | 60,871 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | SSaleDisposed | −60,871 | $61.17 | −$3,723,479.07 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −95,674 | – | – | 0 | Indirect | |
| Sep 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −60,871 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.