Rothstein Adam's Form 4/A amendment
AmendedReservoir Media, Inc. (RSVR) · filed Jul 26, 2021
- Accession no.
- 0000950142-21-002439
- Filed
- Jul 26, 2021
- Trade date
- Jul 23, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 23, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $250.4K. It was filed 3 days after the trade.
This amendment replaces 0001104659-21-095546 (filed Jul 23, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothstein AdamCIK 0001602273 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | PPurchaseAcquired | +25,979 | $9.64F1 | +$250,437.56 | 119,189 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 23, 2021.