Rothstein Adam's Form 4/A amendment
AmendedReservoir Media, Inc. (RSVR) · filed Jul 26, 2021
- Accession no.
- 0000950142-21-002438
- Filed
- Jul 26, 2021
- Trade date
- Jul 22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 22, 2021
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $49.1K. It was filed 4 days after the trade.
This amendment restates part of 0001104659-21-095082 (filed Jul 22, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothstein AdamCIK 0001602273 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Common Stock | PPurchaseAcquired | +5,021 | $9.77F1 | +$49,055.17 | 93,210 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-21-095082 (filed Jul 22, 2021).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2021 | Common Stock | PPurchaseAcquired | +23,910 | $1.48F2 | +$35,386.8 | 120,849 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table II.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 22, 2021.