Harris Joshua's Form 4 filing
Apollo Global Management, Inc. (APO) · filed Jul 20, 2021
- Accession no.
- 0000950142-21-002389
- Filed
- Jul 20, 2021
- Trade date
- Jul 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $79.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris JoshuaCIK 0001106636 | Director, Officer (Co-Founder), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +433,954 | $0.00 | $0 | 433,954 | Indirect | |
| Jul 16, 2021 | Class A Common Stock | SSaleDisposed | −215,573 | $56.98 | −$12,283,349.54 | 218,381 | Indirect | |
| Jul 16, 2021 | Class A Common Stock | SSaleDisposed | −158,866 | $58.07 | −$9,225,348.62 | 59,515 | Indirect | |
| Jul 16, 2021 | Class A Common Stock | SSaleDisposed | −59,515 | $58.93 | −$3,507,218.95 | 0 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | MOption exerciseAcquired | +447,272 | $0.00 | $0 | 447,272 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | SSaleDisposed | −132,194 | $55.43 | −$7,327,513.42 | 315,078 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | SSaleDisposed | −315,078 | $56.11 | −$17,679,026.58 | 0 | Indirect | |
| Jul 20, 2021 | Class A Common Stock | MOption exerciseAcquired | +519,872 | $0.00 | $0 | 519,872 | Indirect | |
| Jul 20, 2021 | Class A Common Stock | SSaleDisposed | −71,606 | $56.82 | −$4,068,652.92 | 448,266 | Indirect | |
| Jul 20, 2021 | Class A Common Stock | SSaleDisposed | −448,266 | $57.63 | −$25,833,569.58 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −433,954 | – | – | 0 | Indirect | |
| Jul 19, 2021 | Class A Common Stock | MOption exerciseDisposed | −447,272 | – | – | 0 | Indirect | |
| Jul 20, 2021 | Class A Common Stock | MOption exerciseDisposed | −519,872 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.