Bulanda Mark J's Form 4 filing
Emerson Electric CoEMR · filed Mar 31, 2022
- Accession no.
- 0000950138-22-000098
- Filed
- Mar 31, 2022
- Trade date
- Mar 29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $445.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bulanda Mark JCIK 0001687308 | Officer (Exec Pres Auto Sols) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $44.81 | +$448,100 | 198,099 | Direct | |
| Mar 29, 2022 | Common Stock | FTax withholdingDisposed | −964 | $97.95F2 | −$94,423.8 | 197,135 | Direct | |
| Mar 29, 2022 | Common Stock | FTax withholdingDisposed | −2,042 | $97.95F3 | −$200,013.9 | 195,093 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −4,574 | $97.35F4 | −$445,278.9 | 190,519 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | –F6 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
Referenced by the price of 1 transaction in Table I.
- F3
Payment of option exercise price by delivering securities.
Referenced by the price of 1 transaction in Table I.
- F4
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.35 to $97.39. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Price is not applicable to stock options received as incentive compensation.
Referenced by the price of 1 transaction in Table II.