John Sharon Price's Form 4 filing
Build-A-Bear Workshop Inc (BBW) · filed Oct 14, 2021
- Accession no.
- 0000950138-21-000460
- Filed
- Oct 14, 2021
- Trade date
- Oct 12-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $258.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| John Sharon PriceCIK 0001578217 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseAcquired | +200 | $8.60 | +$1,720 | 564,813 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −200 | $16.00 | −$3,200 | 564,613 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +9,806 | $8.60 | +$84,331.6 | 574,419 | Direct | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −9,806 | $16.03F2 | −$157,190.18 | 564,613 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseAcquired | +6,146 | $8.60 | +$52,855.6 | 570,759 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −6,146 | $16.01F3 | −$98,397.46 | 564,613 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2021 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 201,276 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −9,806 | $0.00 | $0 | 191,470 | Direct | |
| Oct 14, 2021 | Common Stock | MOption exerciseDisposed | −6,146 | $0.00 | $0 | 185,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reporting price is the weighted average sale price per share for 145 transactions in which the sale prices range from $16.00 to $16.18 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting price is the weighted average sale price per share for 6 transactions in which the sale prices range from $16.00 to $16.13 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
Referenced by the price of 1 transaction in Table I.