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Great Elm Group, Inc.'s Form 4 filing

Great Elm Capital Corp. (GECC) · filed Sep 23, 2026

Accession no.
0000950103-26-014396
Filed
Sep 23, 2026, 4:32 PM ET
Trade date
Sep 21, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Great Elm Group, Inc.CIK 000183109610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 21, 2026Common StockJOtherDisposed−111,958$0.00$01,244,167Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)