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Davis Keri's Form 4 filing

Great Elm Group, Inc. (GEG) · filed Sep 23, 2026

Accession no.
0000950103-26-014392
Filed
Sep 23, 2026, 4:28 PM ET
Trade date
Sep 21, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Davis KeriCIK 0001770670Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 21, 2026Common StockAGrant or awardAcquired+20,052$0.00$063,488Direct
Sep 21, 2026Common StockFTax withholdingDisposed−7,642$2.15−$16,430.355,846Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 21, 2026Common StockAGrant or awardAcquired+20,000$0.00$020,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)