Kleinman Adam M's Form 4 filing
Great Elm Capital Corp. (GECC) · filed Sep 23, 2026
- Accession no.
- 0000950103-26-014391
- Filed
- Sep 23, 2026, 4:27 PM ET
- Trade date
- Sep 21, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kleinman Adam MCIK 0001715823 | Officer (CCO and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2026 | Common Stock | AGrant or awardAcquired | +15,292 | $0.00 | $0 | 59,889 | Direct | |
| Sep 21, 2026 | Common Stock | AGrant or awardAcquired | +791 | $0.00 | $0 | 60,680 | Direct | |
| Sep 21, 2026 | Common Stock | FTax withholdingDisposed | −3,451 | $5.37 | −$18,531.87 | 57,229 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.