Sousa Mauad Bruno's Form 4 filing
Aura Minerals Inc. (AUGO) · filed Jun 23, 2026
- Accession no.
- 0000950103-26-009412
- Filed
- Jun 23, 2026
- Trade date
- Jun 18-19, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 derivative transactions. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sousa Mauad BrunoCIK 0002117905 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2026 | Common Shares, no par value | JOtherDisposed | −9,900 | $0.00F1 | $0 | 15,280,340 | Indirect | |
| Jun 18, 2026 | Common Shares, no par value | JOtherAcquired | +9,900 | $0.00F3 | $0 | 419,506 | Indirect | |
| Jun 19, 2026 | Common Shares, no par value | JOtherDisposed | −3,373.33 | $0.00F1 | $0 | 15,270,220 | Indirect | |
| Jun 19, 2026 | Common Shares, no par value | JOtherAcquired | +3,373.33 | $0.00F3 | $0 | 429,626 | Indirect | |
| Jun 19, 2026 | Common Shares, no par value | PPurchaseAcquired | +66.67 | $21.25F4 | +$4,250 | 15,270,420 | Indirect | |
| Jun 19, 2026 | Common Shares, no par value | SSaleDisposed | −3,207.67 | $20.86F6 | −$200,735.78 | 378,052 | Indirect | |
| Jun 19, 2026 | Common Shares, no par value | SSaleDisposed | −19,329.33 | $20.68F8 | −$1,199,191.84 | 70,278 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer.
Referenced by the price of 2 transactions in Table II.
- F3
Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continue to have beneficial ownership over the securities reported herein as the arrangements may be discontinued at any time by the clients.
Referenced by the price of 2 transactions in Table II.
- F4
The purchase was executed in a sole transaction and the price has been converted to U.S. dollars ("USD") using the Brazilian Central Bank's conversion rate as of June 19, 2026.
Referenced by the price of 1 transaction in Table II.
- F6
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $20.86 using the Banco Central do Brasil's conversion rate as of June 19, 2026.
Referenced by the price of 1 transaction in Table II.
- F8
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $20.68 using the Banco Central do Brasil's conversion rate as of June 19, 2026.
Referenced by the price of 1 transaction in Table II.