AES Corp's Form 4 filing
Fluence Energy, Inc. (FLNC) · filed May 19, 2026
- Accession no.
- 0000950103-26-007429
- Filed
- May 19, 2026, 4:54 PM ET
- Trade date
- May 15, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $211.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AES CorpCIK 0000874761 | 10% Owner |
| AES Grid Stability, LLCCIK 0001891368 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2026 | Class A Common Stock | CConversionAcquired | +10,066,414 | –F1 | – | 10,066,414 | Indirect | |
| May 15, 2026 | Class A Common Stock | SSaleDisposed | −10,066,414 | $21.00 | −$211,394,694 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2026 | Class A Common Stock | CConversionDisposed | −10,066,414 | $0.00 | $0 | 41,432,781 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 15, 2026, AES Grid Stability, LLC ("AES Grid Stability"), a wholly owned, indirect subsidiary of The AES Corporation, exercised its redemption right with respect to 10,066,414 LLC Units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 10,066,414 shares of Class B-1 Common Stock of Fluence Energy, Inc. AES Grid Stability exercised such redemption right as a result of AES Grid Stability's and The AES Corporation's determination to sell 10,066,414 shares Class A Common Stock in an underwritten offering.
Referenced by the price of 1 transaction in Table I.