Barbosa Rodrigo Cardoso's Form 4 filing
Aura Minerals Inc. (AUGO) · filed May 13, 2026
- Accession no.
- 0000950103-26-007173
- Filed
- May 13, 2026
- Trade date
- May 11-12, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barbosa Rodrigo CardosoCIK 0002120176 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Common Shares | JOtherAcquired | +128,000 | –F3 | – | 128,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.73 to $84.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.52 to $84.96 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
On May 11, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement on May 11, 2027. At settlement, the reporting person will deliver up to 128,000 common shares determined based on the price of the common shares at settlement relative to an agreed forward floor price and forward cap price.
Referenced by the price of 1 transaction in Table II.