Neville Patrick Sean's Form 4 filing
Circle Internet Group, Inc. (CRCL) · filed Jun 9, 2025
- Accession no.
- 0000950103-25-007160
- Filed
- Jun 9, 2025
- Trade date
- Jun 6, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $29.3M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neville Patrick SeanCIK 0002060511 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2025 | Class A Common Stock | DReturned to the companyDisposed | −3,626,730 | –F1,F2 | – | 0 | Direct | |
| Jun 6, 2025 | Class A Common Stock | DReturned to the companyDisposed | −167,842 | –F1,F2 | – | 0 | Indirect | |
| Jun 6, 2025 | Class A Common Stock | CConversionAcquired | +1,000,000 | –F2,F3 | – | 1,000,000 | Direct | |
| Jun 6, 2025 | Class A Common Stock | SSaleDisposed | −1,000,000 | $29.30 | −$29,300,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2025 | Class A Common Stock | AGrant or awardAcquired | +3,619,670 | –F1,F2 | – | 3,619,670 | Direct | |
| Jun 6, 2025 | Class A Common Stock | AGrant or awardAcquired | +167,842 | –F1,F2 | – | 167,842 | Indirect | |
| Jun 6, 2025 | Class B Common Stock | CConversionDisposed | −1,000,000 | $0.00 | $0 | 2,619,670 | Direct | |
| Jun 6, 2025 | Class B Common Stock | AGrant or awardAcquired | +7,060 | –F1 | – | 7,060 | Direct | |
| Jun 6, 2025 | Class A Common Stock | DReturned to the companyDisposed | −2,059,073 | –F1 | – | 0 | Direct | |
| Jun 6, 2025 | Class B Common Stock | AGrant or awardAcquired | +2,059,073 | –F1 | – | 2,059,073 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, immediately upon the effectiveness thereof, each such share of Class A Common Stock held by the Reporting Person was automatically converted into a share of Class B Common Stock, on a one-for-one basis.
Referenced by the price of 2 transactions in Table I and 5 transactions in Table II.
- F2
Each share of Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B Common Stock will convert automatically into Class A Common Stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B Common Stock do not expire.
Referenced by the price of 3 transactions in Table I and 2 transactions in Table II.
- F3
On June 6, 2025, the Reporting Person directed the sale of 1,000,000 shares of Class B Common Stock, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Referenced by the price of 1 transaction in Table I.