Harding Brian E's Form 4 filing
Ultra Clean Holdings, Inc.UCTT · filed May 13, 2024
- Accession no.
- 0000950103-24-006618
- Filed
- May 13, 2024
- Trade date
- May 3-9, 2024
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $482.7K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harding Brian ECIK 0001672993 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2024 | Common Stock | AGrant or awardAcquired | +898 | $21.94F1 | +$19,702.12 | 48,415 | Direct | |
| May 9, 2024 | Common Stock | SSaleDisposed | −898 | $43.71F2 | −$39,251.58 | 47,517 | Direct | |
| May 9, 2024 | Common Stock | SSaleDisposed | −8,102 | $44.00F3 | −$356,488 | 39,415 | Direct | |
| May 9, 2024 | Common Stock | SSaleDisposed | −2,000 | $43.50F4 | −$87,000 | 37,415 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This acquisition of shares under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan is being voluntarily reported. This transaction is exempt pursuant to Rule 16b-3(c).
Referenced by the price of 1 transaction in Table I.
- F2
This is the weighted average sale price. Shares were sold in multiple transactions at prices from $43.6700 to $43.7300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
This is the weighted average sale price. Shares were sold in multiple transactions at prices from $44.0000 to $44.0200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
This sale represents directly owned Shares.
Referenced by the price of 1 transaction in Table I.