Woeller James's Form 4 filing
Gatos Silver, Inc. (GATO) · filed Sep 13, 2023
- Accession no.
- 0000950103-23-013575
- Filed
- Sep 13, 2023
- Trade date
- Sep 11-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $54.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woeller JamesCIK 0001938295 | Officer (VP, Corp Dev & Bus Improvement) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | AGrant or awardAcquired | +45,109 | $0.00 | $0 | 45,109 | Direct | |
| Sep 12, 2023 | Common Stock | PPurchaseAcquired | +10,000 | $5.44 | +$54,400 | 55,109 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | AGrant or awardAcquired | +50,938 | $0.00 | $0 | 50,938 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.