Thomasian Harry Jr.'s Form 4 filing
Precigen, Inc. (PGEN) · filed Aug 18, 2023
- Accession no.
- 0000950103-23-012321
- Filed
- Aug 18, 2023
- Trade date
- Aug 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $13.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomasian Harry Jr.CIK 0001886301 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseAcquired | +17,934 | –F1 | – | 161,055 | Direct | |
| Aug 17, 2023 | Common Stock | SSaleDisposed | −8,893 | $1.55 | −$13,784.15 | 152,162 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Common Stock | MOption exerciseDisposed | −17,934 | $0.00 | $0 | 17,934 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
Referenced by the price of 1 transaction in Table I.